Community Child Abuse Prevention Programs

Best Practices

 

Background Information on the Problem

Child abuse and neglect (CAN) is one of the most tragic social problems in existence.  Children depend on caregivers and parents for not only all physical needs but also for all emotional needs.  Exploitation of that dependence happens all too often.  Each year, more than three million children are reported as abused or neglected in the United States (Fromm, 2001).  It is a well-documented fact that children cannot strive without love and affection; abused and neglected children are at enormous risk for serious physical and mental health deficiencies.  The immediate consequences of CAN are horrifying—a suffering child is perhaps the saddest image one can conceive.  The farther reaching consequences are that abused and neglected children will one day become adults and parents themselves; they are statistically at a high risk to become violent, substance abusers, criminals, homeless, or otherwise disenfranchised from their communities.  The prevention of CAN must be a high priority, not only in the interest of protecting each child, but also for building healthy communities. 

 

The safety, well-being, and permanence of all children is the core value motivating the United State’s Department of Health and Human Services Administration for Children and Families.  The Child Abuse Prevention and Treatment Act (CAPTA), initially enacted in 1974, was created to address the prevention, assessment, investigation, prosecution, and treatment activities for the maltreatment of children and also provides grants to public agencies and nonprofit organizations for demonstration programs and projects.  In 2003 CAPTA was reauthorized and included provision for the Community-Based Grants for the Prevention of Child Abuse and Neglect Program (CBCAP).  Under CBCAP, funding is available for programs focusing on this aim, which should specifically target low-income families; abused and neglected children; children and youth in the need of foster care, independent living, adoption of other child welfare services; preschool children; children with disabilities; runaway and homeless youth; and children from Native American and migrant families.  Children living under these circumstances are at an elevated risk of harm and/or death stemming from abuse and neglect. 

 

Neglect vs. Abuse

In general, neglect is an act of omission while abuse is an act of commission.

 

Generally, physical abuse is characterized by physical injury, such as bruises and fractures that result from:

·            Punching

·            Beating

·            Kicking

·            Biting

·            Shaking

·            Throwing

·            Stabbing

·            Choking

·            Hitting with a hand, stick, strap, or other object

·            Burning


Although an injury resulting from physical abuse is not accidental, the parent or caregiver may not have intended to hurt the child. The injury may have resulted from severe discipline, including injurious spanking, or physical punishment that is inappropriate to the child’s age or condition. The injury may be the result of a single episode or of repeated episodes and can range in severity from minor marks and bruising to death.

 

Neglect is the failure of a child's primary caretaker to provide adequate food, clothing, shelter, supervision, and medical care. But what is adequate? And is it neglect if the primary caretaker is simply unable to provide for the child's needs, or must the caretaker "willfully" deprive the child? And is it neglect only if the child has suffered harm, or if the child is potentially at harm? And are there other types of deprivation not mentioned above-such as a failure to provide for a child's educational or emotional needs-that also should be classified as neglect? Both legal and research professionals struggle with these questions.

 

Legal Definitions
The Federal Child Abuse Prevention and Treatment Act (CAPTA) provides minimum standards for definitions. CAPTA states,

 

"The term 'child abuse and neglect' means, at a minimum, any recent act or failure to act on the part of a parent or caretaker, which results in death, serious physical or emotional harm, sexual abuse or exploitation, or an act or failure to act which presents an imminent risk of serious harm" (42 U.S.C.A. §5106g(2) (West Supp. 1998).

Using this minimum standard as a foundation, each State provides its own definitions for child abuse and neglect. There are three places in State statutes in which abuse and neglect are defined: (1) reporting laws for child maltreatment, (2) criminal codes, and (3) juvenile court statutes (U.S. Department of Health and Human Services, 2000).

 

A review of State reporting laws reveals that neglect frequently is defined by the States as deprivation of adequate food, clothing, shelter, or medical care (U.S. Department of Health and Human Services, 2000). However, there is great variation among the States in operationalizing their definitions, which contributes to the lack of clarity on a national level. For example, approximately one-fifth of the States do not define neglect separately from abuse. Of those that do define neglect separately, some also define particular types of neglect, such as abandonment or medical neglect. In addition, many States address related issues in their statutes such as parental incapacity (i.e., parent is hospitalized or incarcerated) or injurious environments (i.e., child is exposed to criminal activity in the home). Most States also specify exemptions or issues to be taken into consideration, including religious exemptions for medical neglect and financial considerations for physical neglect (U.S. Department of Health and Human Services, 2000).

 

Beyond State reporting laws, various State regulations, policies, and procedures provide guidance for child welfare professionals to determine whether or not neglect has occurred. Various agencies and workers interpret these guidelines as they make decisions about which reports to investigate, and which investigations will result in interventions. Clearly, there is no universal legal or practice definition of child neglect.

 

Research Definitions
There is little agreement among researchers regarding a conceptual or operational definition of neglect. Researchers lament this situation because a lack of consensus makes it difficult to compare findings across studies and difficult to apply findings to child welfare professionals' interventions (Black & Dubowitz, 1999; Zuravin, 1991). In addition to using various definitions, researchers also have used a variety of methods to measure neglect, including observations of the home, specific behavioral criteria, medical history, self-report measures, interviews, case record abstractions, and CPS case findings (Black & Dubowitz, 1999; Zuravin, 1999).

 

One important element of a child neglect definition or classification system is the identification of behaviors or conditions that are considered "neglectful." Some behaviors seem universally classified as neglect by researchers. These include:

 

  • Inadequate nutrition, clothing, or hygiene
  • Inadequate medical, dental, or mental health care
  • Unsafe environments
  • Inadequate supervision, including use of inadequate caretakers
  • Abandonment or expulsion from the home (Barnett, Manly & Cicchetti, 1993; Sedlack & Broadhurst, 1996).

 

However, many behaviors may be categorized differently by different classification systems. The table below illustrates this using examples from two widely known classification systems: the Third National Incidence Study of Child Abuse and Neglect (NIS-3) (Sedlack & Broadhurst, 1996) and the Maltreatment Classification System (MCS) developed by Barnett, Manly and Cicchetti (1993).

 

 

Two Classification Systems for Child Maltreatment

Behavior

Sedlack & Broadhurst, 1996
NIS-3
Classification

Barnett, Manly & Cicchetti, 1993
MCS
Classification

Inadequate education

Educational Neglect

Moral-Legal/Educational Maltreatment

Exposure to domestic violence

Emotional Neglect

Emotional Maltreatment

Exposure to drugs in utero

Other Maltreatment

Physical Neglect-Failure to Provide

Exposure to or allowing child to engage in illegal activities

Emotional Neglect

Moral-Legal/Educational Maltreatment

Shelter-related neglect such as homelessness or inadequate sanitation or utilities in the child's home

Not addressed

Physical Neglect-Failure to Provide

Inadequate nurturance/affection

Emotional Neglect

Emotional Maltreatment

 

 


The Department of Health and Human Services’ Third National Incidence Study of Child Abuse and Neglect (NIS-3) is the single most comprehensive source of information about the current incidence of child maltreatment in the United States. NIS-3 worked with researchers and practitioners to define physical, educational, and emotional neglect in a succinct and clear manner, as described below.

 

Physical Neglect

§         Refusal of health care—the failure to provide or allow needed care in accordance with recommendations of a competent health care professional for a physical injury, illness, medical condition, or impairment.

§         Delay in health care—the failure to seek timely and appropriate medical care for a serious health problem that any reasonable layman would have recognized as needing professional medical attention.

§         Abandonment—the desertion of a child without arranging for reasonable care and supervision.

§         Expulsion—other blatant refusals of custody, such as permanent or indefinite expulsion of a child from the home without adequate arrangement for care by others or refusal to accept custody of a returned runaway.

§         Inadequate supervision—leaving a child unsupervised or inadequately supervised for extended periods of time or allowing the child to remain away from home overnight without the parent or caretaker knowing or attempting to determine the child’s whereabouts.

§         Other physical neglect—includes inadequate nutrition, clothing, or hygiene; conspicuous inattention to avoidable hazards in the home; and other forms of reckless disregard of the child’s safety and welfare (e.g., driving with the child while intoxicated, leaving a young child in a car unattended).

 

Educational Neglect

§         Permitted chronic truancy—habitual absenteeism from school averaging at least 5 days a month if the parent or guardian is informed of the problem and does not attempt to intervene.

·         Failure to Enroll-- failure to register or enroll a child of mandatory school age, causing the child to miss at least 1 month of school; or a pattern of keeping a school-aged child home without valid reasons.

§         Inattention to special education need—refusal to allow or failure to obtain recommended remedial education services or neglect in obtaining or following through with treatment for a child’s diagnosed learning disorder or other special education need without reasonable cause.

 

Emotional Neglect

§         Inadequate nurturing or affection—marked inattention to the child’s needs for affection, emotional support, or attention.

§         Delay in psychological care—failure to seek or provide needed treatment for a child’s emotional or behavioral impairment or problem that any reasonable layman would have recognized as needing professional, psychological attention (e.g., suicide attempt).


 


 

Incidence of Child Abuse and Neglect

 

Definitive numbers of CAN are impossible to gather as many instances go unreported and data collection methodologies vary from study to study.  However, an estimated 2.6 million referrals of abuse or neglect concerning nearly 4.5 million children were received by CPS agencies in 2002. More than two-thirds of those referrals were accepted for investigation or assessment (U.S. Department of Health and Human Services, 2004).  Maltreatment categories include neglect, medical neglect, physical abuse, sexual abuse, and emotional or psychological maltreatment (Administration for Children and Families, 2003).  In 2002, victimization rates for maltreated children were: 60.5% were neglected (including medical neglect), 18.6% were physically abused, 9.9% were sexually abused, and 6.5% were emotionally or psychologically maltreated; 18.9 percent of victims experienced such "other" types of maltreatment as "abandonment," "threats of harm to the child," and "congenital drug addiction" (U.S. Department of Health and Human Services, 2004).  Because many children are victims of multiple types of maltreatment, the percentages total greater than 100 percent. 

 

Rates of fatalities due to CAN are equally alarming.  In 2002, an estimated 1,400 child fatalities were caused by abuse or neglect (U.S. Department of Health and Human Services, 2004).  There is evidence that as many as 50 to 60 percent of these deaths go unrecorded (Crume et al., 2002).  Those at the highest risk, comprising 44% of total child CAN fatalities, are children under one year of age—that is, the most defenseless population imaginable is the most likely to be killed by his or her own parent (Fromm, 2001). 

 

Understanding CAN: Risk and Protective Factors

 

There has been a shift in the perceived causes to CAN amongst researchers.  The previous model was a cause-and-effect approach focusing on the abuser.  As research has progressed it has become obvious that the perpetrators of CAN do not operate in vacuums—that the problem has many causes that can come from sources extending beyond the individual.  This paradigm shift has opened the doors for prevention programs as it gives a comprehensive strategy for engaging the diverse origins of CAN.  This broader outlook is now the standard, which takes into account three main categories of risk (Bethea, 1999): Parents (or the family), the child him/herself, and the community and society.  (Please note that this is not an all-inclusive or exhaustive list. These factors do not imply causality and should not be interpreted as such.)

 

 

Important characteristics of the family are linked with child maltreatment. Families in which there is substance abuse are more likely to experience abuse or are at a higher risk of abuse (Ammerman et al., 1999; Besinger et al., 1999; U.S. Department of Health and Human Services, 1993). But, identifying families in which substance abuse is present can be difficult. The Child Welfare League of America (2001) recently found that substance abuse is present in 40 to 80 percent of families in which children are abuse victims. Recent studies also have established a link between having a history of childhood abuse and becoming a victimizer later in life, including Clarke et al. (1999), confirming some of the earliest work in the field. DiLillo, Tremblay, and Peterson (2000) found that childhood sexual abuse increased the risk of perpetrating physical abuse on children as adults. Domestic violence and lack of parenting or communication skills also increase the risks of maltreatment to children.

 

Parent-related Risk Factors

  • Personal history of physical or sexual abuse as a child
  • Teenage parents
  • Single parent
  • Emotional immaturity
  • Poor coping skills
  • Personal history of substance abuse
  • Known history of child abuse
  • Social isolation, lack of support
  • Parental unemployment; homelessness
  • Domestic violence
  • Lack of parenting skills
  • Lack of preparation for the extreme stress of having a new infant
  • History of depression or other mental health problems
  • Multiple young children
  • Unwanted pregnancy
  • Denial of pregnancy
  • Personality Factors
    • External locus of control
    • Poor impulse control
    • Depression/anxiety
    • Low tolerance for frustration
    • Feelings of insecurity
    • Lack of trust
  • Insecure attachment with own parents
  • Childhood history of abuse
  • High parental conflict, domestic violence
    Family structure - single parent with lack of support, high number of children in household
  • Parental psychopathology
  • Substance abuse
  • Separation/divorce, especially high conflict divorce
  • Age
  • High general stress level
  • Poor parent-child interaction, negative attitudes and attributions about child's behavior
  • Inaccurate knowledge and expectations about child development

 

Factors related to the community and the larger society also are linked with child maltreatment. Poverty, for example, has been linked with maltreatment, particularly neglect, in each of the national incidence studies (Sedlak & Broadhurst, 1996), and has been associated with child neglect by Black (2000) and found to be a strong predictor of substantiated child maltreatment by Lee and Goerge (1999). Bishop and Leadbeater (1999) found that abusive mothers reported fewer friends in their social support networks, less contact with friends, and lower ratings of quality support received from friends. Violence and unemployment are other community-level variables that have been found to be associated with child maltreatment. Perhaps the least understood and studied level of child maltreatment is that of societal factors. Ecological theories postulate that factors such as the narrow legal definitions of child maltreatment, the social acceptance of violence (as evidenced by video games, television and films, and music lyrics), and political or religious views that value noninterference in families above all may be associated with child maltreatment (Tzeng, Jackson, & Karlson, 1991).

 

Community/Societal Risk Factors

  • High crime rate
  • Dangerous/violent neighborhood
  • Lack of or few social services
  • High poverty rate
  • Low socioeconomic status
  • Stressful life events
  • Lack of access to medical care, health insurance, adequate child care, and social services
  • Social isolation/lack of social support
  • Exposure to racism/discrimination
  • Poor schools
  • Exposure to environmental toxins

 

Though children are not responsible for the abuse inflicted upon them, certain child characteristics have been found to increase the risk or potential for maltreatment.  Children with disabilities or mental retardation, for example, are significantly more likely to be abused (Crosse, Kaye, & Ratnofsky, 1993; Schilling & Schinke, 1984). Evidence also suggests that age and gender are predictive of maltreatment risk. Younger children are more likely to be neglected, while the risk for sexual abuse increases with age (Mraovick & Wilson, 1999). Female children and adolescents are significantly more likely than males to suffer sexual abuse.

 

 

Child-Related Risk Factors

  • Pre-maturity
  • Low birth weight
  • Handicap
  • Birth anomalies, exposure to toxins in utero
  • Temperament: difficult or slow to warm up
  • Physical/cognitive/emotional disability, chronic or serious illness
  • Childhood trauma
  • Anti-social peer group
  • Age
  • Child aggression, behavior problems, attention deficits

 

 

It is obvious from this new paradigm that many social problems are antecedents to CAN—a battered wife is more likely to abuse her children, as is an alcoholic father. Thus combating almost any societal ill will have a positive impact on CAN.  If these indicators of risk in families are diagnosed and addressed early on, then instances of CAN will be reduced.  Specific groups of children to be targeted under the CBCAP initiative are those that have statistically had a disproportionate number of CAN occurrences:

 

Poverty and occurrences of CAN are inextricably linked.  Given the scope of poverty in America, this puts a large number of children at high risk.  According to 2002 census data 12.1 million children lived in poverty, 7.2 million families lived in poverty and 3.6 million female householder families with no husband present lived in poverty.   These families have a double threat, as both poverty and single parent households are indicators of risk. 

 

There were 542,000 children in foster care as of September 30, 2001 (U.S. Department of Health and Human Services 2003).  Of these, the goal was for 44% to be reunified with parents and 22% to be offered for adoption.   (U.S. Department of Health and Human Services, 2003).   In most foster care situations the children have been removed from the biological parents due to child abuse and neglect.

 

Preschool children range in age from 3 to 5 years.  The younger the child, the more vulnerable he or she is to victimization.  There is an inverse relationship between age of child and rate of abuse or neglect:

 

Age

Rate Per 1,000 Children

0-3

16.0

4-7

13.7

8-11

11.9

12-15

10.6

16-17

6.0

(U.S. Department of Health and Human Services, 2004)

 

Research has shown that children with disabilities are 1.7 times as likely to be victimized by CAN.  (Prevent Child Abuse America).  Children with disabilities are an extremely vulnerable population and recognized as a high-risk category.  Furthermore, the stressors or raising a child with disability can put the parent at an elevated risk to perpetrate. 

 

CAN is the leading cause of runaway and homeless youth.  One study showed that 46% of runaway and homeless youth had been physically abused and 17% had been forced into unwanted sexual activity by a family or household member (U.S. Department of Health and Human Services, 1997). 

 

Due to high levels of poverty, unemployment, lack of social services and alcoholism within the Native American and migrant populations, these children are at a quadruple threat. 

 

The consequences of CAN are extensive.  CAN affects not only each child it victimizes, but that child’s family, local communities and society as a whole.  Conservative estimates put the national direct costs of CAN including hospitalization, chronic health problems, mental health care system, welfare system, law enforcement, and judicial system at $24,384,347,302; the indirect costs including special education, mental health and health care, juvenile delinquency, lost productivity to society, and adult criminality at $69,692,535,227.  This puts the estimated total cost at over $94 billion.  (Fromme, 2001).  A brief overview of the non-financial consequences experienced by the victims of CAN follows.

 

Physical Health Consequences

Behavioral Consequences

Psychological Consequences

  • Shaken Baby Syndrome
  • Impaired brain development
  • Poor physical health
  • Death

 

  • Delinquency
  • Teen pregnancy
  • Low academic achievement
  • Substance Abuse
  • Abusive behavior
  • Poor mental and emotional health
  • Cognitive difficulties
  • Social difficulties

 

(Source: U.S. Department of Health and Human Services, 2004)

 

Given the broad range of impact CAN has, it is imperative that prevention is addressed on a broad scale.  The individual risk factor areas (parent related, child related, community/societal) are interrelated; addressing one will impact the others in a successful prevention program.   The recent reauthorization of CAPTA and origination of CBCAP addresses this need for community-based prevention.

 

Protective Factors that Help Prevent Child Abuse and Neglect

 

Exposure to significant risk factors does not necessarily mean that child abuse or other problem behaviors will inevitably follow.  Many children growing up in what appear to be high-risk families and environments emerge relatively problem free.  Research indicates that the presence of protective factors balances and buffers risk factors.

 

Protective factors are the attitudes, beliefs, behaviors, and circumstances that build resilience  Resilience allows individuals to flourish even under adverse circumstances.   Resilient people, even though they may be exposed to multiple risk factors, are less inclined than others exposed to the same risk factors to use drugs or engage in other problem behaviors.  Some people appear to be naturally more resilient that others, but there is also evidence that resilience can be enhanced by increasing protective factors.

 

Researchers, practitioners, and policy makers are now increasingly thinking about protective factors within children and families that can reduce risks, build family capacity, and foster resilience. In 1987, case studies of three victims of child maltreatment began to shed light on the dynamics of survival in high-risk settings. Resilience in maltreated children was found to be related to personal characteristics that included a child's ability to: recognize danger and adapt, distance oneself from intense feelings, create relationships that are crucial for support, and project oneself into a time and place in the future in which the perpetrator is no longer present (Mrazek & Mrazek, 1987).

 

Since then, researchers have continued to explore why certain children with risk factors become victims and other children with the same factors do not. What are the factors that appear to protect children from the risks of maltreatment? In a recent overview by the Family Support Network, factors that may protect children from maltreatment include child factors, parent and family factors, social and environmental factors. Child factors that may protect children include good health, an above-average intelligence, hobbies or interests, good peer relationships, an easy temperament, a positive disposition, an active coping style, positive self-esteem, good social skills, an internal locus of control, and a balance between seeking help and autonomy.

 

Parent and family protective factors that may protect children include secure attachment with children, parental reconciliation with their own childhood history of abuse, supportive family environment, household rules and monitoring of the child, extended family support, stable relationship with parents, family expectations of pro-social behavior, and high parental education. Social and environmental risk factors that may protect children include middle to high socioeconomic status, access to health care and social services, consistent parental employment, adequate housing, family participation in a religious faith, good schools, and supportive adults outside the family who serve as role models or mentors (Family Support Network, 2002). Some recent studies have found that families with two married parents encounter more stable home environments, fewer years in poverty, and diminished material hardship (Lerman, 2002).

 

 

A review of the literature suggests numerous factors that contribute to resilience against CAN:

 

Parental Protective Factors

  • Secure attachment; positive and warm parent-child relationship
  • Supportive family environment
  • Household rules/structure; parental monitoring of child
  • Extended family support and involvement, including caregiving help
  • Stable relationship with parents
  • Parents have a model of competence and good coping skills
  • Family expectations of pro-social behavior
  • High parental education